GREGG AUSTIN DIAMOND is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 9045 CORBIN AVE. UNIT 305, NORTHRIDGE, CA, 91324.
GREGG AUSTIN DIAMOND has worked at LPL FINANCIAL LLC since November 28, 2008
Disclosure History
GREGG AUSTIN DIAMOND has 1 Disclosure Event(s).
Date: March 16, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES REGISTERED REPRESENTATIVE DID NOT MAKE THE BENEFIT CLAIM SHE REQUESTED TO THE ANNUITY PRUCHASED IN DECEMBER 2005. Damage Amount Requested: $11,752.00
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