GREGORY THEODORE BARKAUSKAS

GREGORY THEODORE BARKAUSKAS is currently employed as a Broker and/or Investment Adviser at SUNTRUST INVESTMENT SERVICES, INC. located at 801 LAUREL OAK DRIVE, STIS WEALTH, NAPLES, FL, 34108.

GREGORY THEODORE BARKAUSKAS has worked at SUNTRUST INVESTMENT SERVICES, INC. since October 01, 2012

Disclosure History

GREGORY THEODORE BARKAUSKAS has 2 Disclosure Event(s).

Date: December 22, 2010
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES REPRESENTATIVE MADE/GAVE POOR RECOMMENDATION/POOR ADVISE TO PURCHASE A MUTUAL FUND, WHICH LED TO THE PURCHASE OF A MUTUAL FUND IN DECEMBER 2006.
Damage Amount Requested: $38,000.00

Date: April 20, 2010
Category: Customer Dispute
Allegations: CUSTOMER'S ATTORNEY ALLEGES THAT REPRESENTATIVE MADE UNSUITABLE RECOMMENDATION TO SURRENDER QUALIFIED VARIABLE ANNUITY AND PURCHASE LIFE INSURANCE, WHICH ALLEGEDLY IS UNSUITABLE AS WELL IN JULY-AUGUST 2009.
Damage Amount Requested: $135,877.20

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for GREGORY THEODORE BARKAUSKAS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.