GREGORY MITCHELL BORDELON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2414 JAKE DR, OPELOUSAS, LA, 70570.
GREGORY MITCHELL BORDELON has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008
Disclosure History
GREGORY MITCHELL BORDELON has 4 Disclosure Event(s).
Date: November 04, 2015 Category: Customer Dispute Allegations: Claimant alleges FA breached his fiduciary duty by not keeping her informed of the status of her annuity. Broker Comment: A Judgment was rendered dismissing all claims with prejudice.
Date: January 16, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGED MISREPRESENTATION. Damage Amount Requested: $40,000.00 Broker Comment: THIS MATTER IS CONSIDERED CLOSED.
Date: April 02, 2000 Category: Customer Dispute Allegations: VERBAL COMPLAINT. ALLEGED MISREPRESENTED CD PURCHASE. Settlement Amount: $11,588.06
Date: January 01, 1990 Category: Customer Dispute Allegations: INVESTMENTS WERE NOT PROPERLY EXPLAINED TO THECLIENT. Settlement Amount: $22,520.00 Broker Comment: A.G. EDWARDS SETTLED FOR $25,520.00 TO [CUSTOMER] OF WHICH GREG BORDELON MUST PAY $3,000.
More Information
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