GREGORY MARC BOXOLD is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 733 BISHOP ST, HONOLULU, HI, 96813.
GREGORY MARC BOXOLD has worked at UBS FINANCIAL SERVICES INC. since August 15, 1981
Disclosure History
GREGORY MARC BOXOLD has 2 Disclosure Event(s).
Date: May 15, 2009 Category: Customer Dispute Allegations: TIME FRAME: 6/11/2008. THE CLIENT ALLEGES THAT HIS FINANCIAL ADVISOR CONDUCTED UNAUTTHORIZED TRADES IN HIS ACCOUNT. DAMAGES ARE ESTIMATED TO BE IN EXCESS OF $5,000. Damage Amount Requested: $5,000.00
Date: April 02, 2009 Category: Customer Dispute Allegations: TIME FRAME: 1/2/2008 TO 12/19/2008THE CLIENTS ALLEGE THAT THEIR FINANCIAL ADVISOR SHOULD NOT HAVE LEFT THEM IN AGGRESSIVE GROWTH VEHICLES BASED ON THEIR AGE AND INCOME REQUIREMENTS. THE CLIENTS FURTHER ALLEGE THAT THEIR FINANCIAL ADVISOR TOLD THEM THE MARKET WOULD RECOVER AND THEIR INVESTMENTS WERE SAFE. DAMAGES ESTIMATED TO BE IN EXCESS OF $5,000.00. Damage Amount Requested: $5,000.00
More Information
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