GREGORY MICHAEL BOYLE

GREGORY MICHAEL BOYLE is currently employed as a Broker and/or Investment Adviser at OPPENHEIMER & CO. INC. located at 500 W. MADISON, SUITE 4000, CHICAGO, IL, 60661.

GREGORY MICHAEL BOYLE has worked at OPPENHEIMER & CO. INC. since April 26, 2013

Disclosure History

GREGORY MICHAEL BOYLE has 2 Disclosure Event(s).

Date: July 14, 2015
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT UNAUTHORIZED SALES TOOK PLACE IN HER ACCOUNT IN APRIL 2015 - ATTRIBUTABLE TO OPPENHEIMER. CLIENT ALSO ALLEGES INVESTMENTS WERE MISREPRESENTED - ATTRIBUTABLE TO MORGAN STANLEY.
Damage Amount Requested: $6,219.40
Broker Comment: [CUSTOMER'S] ALLEGATIONS IN HER COMPLAINT ARE BASELESS. INITIALLY ALL BUY AND SELL DECISIONS WERE CONDUCTED ON A FACE TO FACE BASIS IN MY OFFICE AT MSSB. ADDITIONALLY I VISITED [CUSTOMER'S] HOME TWICE FOR REVIEWS. AT OPPENHEIMER ALL BUSINESS WAS DISCUSSED OVER THE PHONE. NEVER WAS A TRADE CONDUCTED WITHOUT HER CONSENT, PHONE RECORDS WILL SUPPORT THIS FACT.

Date: February 19, 1998
Category: Customer Dispute
Allegations: SMITH BARNEY CLIENT ALLEGED THAT THE AMOUNTOF COMMISSIONS HE WOULD BE CHARGED ON TRANSACTIONS AND HISABILITY TO EXECUTE TRANSACTIONS WHILE HIS ACCOUNTS WERE IN THEPROCESS OF BEING TRANSFERRED TO ANOTHER FIRM WEREMISREPRESENTED. STOCKS AND OPTIONS. ALLEGED DAMAGES UNSPECIFIEDBUT IN EXCESS OF $5,000
Broker Comment: THE CLIENT'S CLAIM WAS DENIED. THERE WERE NOOPTIONS OR COMMODITIES INVOLVED.NOT PROVIDED

More Information

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