GREGORY EDWIN VAN DODGSON is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 4764 FULTON ST E #201, ADA, MI, 49301-9086.
GREGORY EDWIN VAN DODGSON has worked at LPL FINANCIAL LLC since April 28, 2016
Disclosure History
GREGORY EDWIN VAN DODGSON has 9 Disclosure Event(s).
Date: July 07, 2010 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: June 30, 2010 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: March 05, 2010 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: May 28, 1993 Category: Customer Dispute Allegations: CLAIMANT ALLEGED THAT RESPONDENT DODGSON MADE AN UNAUTHORIZED TRADE AND THEN FAILED TO EXECUTE A SELL ORDER,AND CLAIMED $150,000.00. NO PUNITIVE DAMAGES CLAIMED. Damage Amount Requested: $150,000.00 Damages Granted: $30,000.00 Broker Comment: FULL AND FINAL SETTLEMENT; RESPONDENT RELEASEDFROM ALL CLAIMS UPON PAYMENT OF $10,000 AWARD IN $1,000 MONTHLYINSTALLMENTS; MEMBER FIRM ROBERT W. BAIRD & COMPANY SHALL PAY$20,000NOT PROVIDED
Date: November 30, 1988 Category: Regulatory
Date: September 18, 1984 Category: Regulatory
Date: November 17, 1982 Category: Regulatory
Date: May 28, 1980 Category: Regulatory
Date: August 02, 1978 Category: Civil
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