GREGORY MICHAEL DRAHUSCHAK

GREGORY MICHAEL DRAHUSCHAK is currently employed as a Broker and/or Investment Adviser at JANNEY MONTGOMERY SCOTT LLC located at ONE PPG PLACE, SUITE 2200, PITTSBURGH, PA, 15222.

GREGORY MICHAEL DRAHUSCHAK has worked at JANNEY MONTGOMERY SCOTT LLC since October 16, 1992

Disclosure History

GREGORY MICHAEL DRAHUSCHAK has 1 Disclosure Event(s).

Date: January 04, 2000
Category: Customer Dispute
Allegations: THIS COMPLAINT CAME TO OUR ATTENTION ON JANUARY 4,2000, WHEN THE CUSTOMER REGISTERED AN ORAL COMPLAINT CONCERNING THE POOR PERFORMANCE. ON MARCH 7, 2000, A WRITTEN COMPLAINT WAS RECEIVED ALLEGING SUITABILITY AND POOR PERFORMANCE WITH A STATED LIABILITY OF $14,641.00.
Damage Amount Requested: $14,641.00
Settlement Amount: $3,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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