GREGORY STEVEN ERICKSON is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 2206 BROADWAY, GRANGER, IA, 50109.
GREGORY STEVEN ERICKSON has worked at WOODBURY FINANCIAL SERVICES, INC. since September 09, 1996
Disclosure History
GREGORY STEVEN ERICKSON has 1 Disclosure Event(s).
Date: April 16, 2004 Category: Customer Dispute Allegations: UNSUITABLE SALE OF A VARIABLE LIFE SALE IN 1999. Damage Amount Requested: $50,276.31 Broker Comment: CLAIM SUBMITTED TO BROKER DEALER. A FULL DISCLOSURE AND SUITABILITY WAS DONE AT THE TIME OF SALE. CLIENT OBJECTIVE WAS ESTATE LIQUIDITY. SALE WAS APPROPRIATE DESPITE CURRENT CUSTOMER ALLEGATIONS.
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