GREGORY MALCOLM FERDINAND

GREGORY MALCOLM FERDINAND is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 138 HILLSIDE AVENUE, WILLISTON PARK, NY, 11596.

GREGORY MALCOLM FERDINAND has worked at J.P. MORGAN SECURITIES LLC since February 06, 2015

Disclosure History

GREGORY MALCOLM FERDINAND has 1 Disclosure Event(s).

Date: May 25, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGED FINANCIAL CONSULTANT FAILED TO FOLLOW INSTRUCTIONS - PURCHASED ANNUITY RATHER THAN BONDS - & THAT THE ANNUITY WAS UNSUITABLE. UNSPECIFIED DAMAGES. YEAR 2000

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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