GREGORY ROY FERGUSON is currently employed as a Broker and/or Investment Adviser at J.J.B. HILLIARD, W.L. LYONS, LLC located at 300 TENTH STREET, HUNTINGTON, WV, 25701.
GREGORY ROY FERGUSON has worked at J.J.B. HILLIARD, W.L. LYONS, LLC since April 18, 1990
Disclosure History
GREGORY ROY FERGUSON has 2 Disclosure Event(s).
Date: May 24, 2002 Category: Customer Dispute Allegations: CUSTOMER ALLEGES UNSUITABILITY. THE BONDS WERE PURCHASED SOMETIME IN NOVEMBER OF 1998. THE TIME FRAME FOR THE COMPLAINT IS IN 2000.THE ORIGINAL ORAL COMPLAINT LISTED DAMAGES OF $15000.00
Date: March 26, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES BREACH OF FIDUCIARY DUTY, VIOLATION OF KNOW YOUR CUSTOMER AND SUITABILITY RULES. Damage Amount Requested: $300,000.00
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