GREGORY ALLEN FOSTER is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 681 EAST LAKE STREET, SUITE 354, WAYZATA, MN, 55391.
GREGORY ALLEN FOSTER has worked at UBS FINANCIAL SERVICES INC. since July 28, 2010
Disclosure History
GREGORY ALLEN FOSTER has 2 Disclosure Event(s).
Date: September 03, 2009 Category: Customer Dispute Allegations: CLIENTS ALLEGE FINANCIAL CONSULTANT DID NOT FOLLOW INSTRUCTIONS AND LIQUIDATE STOCKS, IN PERIOD MAY 2008 TO MAY 2009. Damage Amount Requested: $58,563.49 Settlement Amount: $9,999.00
Date: June 15, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES MR. FOSTER FAILED IN FEBRUARY 2001 TO PLACE A STOP LOSS ORDER ON HIS INVESTMENT IN XOXO COMMUNICATIONS. Damage Amount Requested: $10,711.33 Settlement Amount: $5,050.00
More Information
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