GREGORY ROBERT GOUGH

GREGORY ROBERT GOUGH is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 9415 E HARRY ST STE 602, WICHITA, KS, 67207.

GREGORY ROBERT GOUGH has worked at CETERA ADVISOR NETWORKS LLC since May 06, 2015

Disclosure History

GREGORY ROBERT GOUGH has 1 Disclosure Event(s).

Date: June 28, 2006
Category: Customer Dispute
Allegations: COMPLAINT STATES THAT AS A RESULT OF THE AGENT'S RECOMMENDATIONS, CLIENT ALLEGES HE WAS MISINFORMED AS TO WHAT OPTIONS WERE IN HIS BEST INTEREST AND/OR THAT THE PLAN OPTIONS WERE MISREPRESENTED. DAMAGES ARE UNSPECIFIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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