GREGORY JAY GURSEY

GREGORY JAY GURSEY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 741 SESAME ST., STE 203, ANCHORAGE, AK, 99503.

GREGORY JAY GURSEY has worked at LPL FINANCIAL LLC since February 05, 2002

Disclosure History

GREGORY JAY GURSEY has 2 Disclosure Event(s).

Date: October 09, 2001
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT THE WRONG MUTUAL FUND WAS PURCHASED FOR HIM BY THE BROKER (GREGORY GURSEY) IN MARCH, 1998. [CUSTOMER] STATES THAT THE PIONEER II FUND WAS PURCHASED, YET HE WANTED THE PIONEER FUND. BROKER (GREGORY GURSEY) DENIES ALL ALLEGATIONS.
Damage Amount Requested: $20,000.00 Damages Granted: $4,979.00

Date: February 08, 1990
Category: Criminal
Charges: FORGERY
Disposition: Amended
Amended Charges: CRIMINAL SIMULATION
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: 4/20/1990 SIS; 9/4/1990 JUDGMENT OF CONVICTION SET ASIDE; CASE CLOSED AND DISCHARGED.
Broker Comment: I WAS IN POSSESSION OF AN INVALID "SERVICE VEHICLE" PARKING PASS WHILE IN COLLEGE. AFTER THE CAMPUS POLICE DISCOVERED WHERE I OBTAINED THE PASS, THE CHARGE WAS REDUCED TO "CRIMINAL SIMULATION", WHICH WAS ULTIMATELY SET ASIDE.

More Information

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