GREGORY ROBERT HOFFMAN is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 2631 12TH AVENUE S, SUITE B, FARGO, ND, 58103-2354.
GREGORY ROBERT HOFFMAN has worked at RBC CAPITAL MARKETS, LLC since June 23, 2006
Disclosure History
GREGORY ROBERT HOFFMAN has 1 Disclosure Event(s).
Date: August 14, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES PURCHASES OF MCWEQ ON 11/27/01 AND 4/1/02 WERE UNSUITABLE FOR HIS STATED GOALS. SEEKS REIMBURSEMENT OF LOSSES. CURRENT UNREALIZED LOSSES TOTAL APPROXIMATELY $19,840. Broker Comment: THIS CUSTOMER COMPLAINT NO LONGER REPORTABLE
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