GREGORY MICHAEL HOLLINGSWORTH is currently employed as a Broker and/or Investment Adviser at DORSEY & COMPANY, INC. located at 511 GRAVIER STREET, NEW ORLEANS, LA, 70130-2726.
GREGORY MICHAEL HOLLINGSWORTH has worked at DORSEY & COMPANY, INC. since October 02, 1990
Disclosure History
GREGORY MICHAEL HOLLINGSWORTH has 1 Disclosure Event(s).
Date: September 19, 2016 Category: Customer Dispute Allegations: FINRA Arbitration 16-02588. Claimant alleges Financial Advisor manipulated Client [a deceased customer of the firm]into changing the beneficiary on a single premium immediate annuity to the Financial Advisor. Activity is alleged to have occurred in March 2007, nearly ten years prior. The firm and the Financial Advisor deny the allegation. Damage Amount Requested: $60,000.00 Settlement Amount: $26,000.00 Broker Comment: FINRA Arbitration 16-02588. Claimant [The Succession of an acquaintance of a deceased Client of the firm and the registrant] alleges Financial Advisor manipulated Client [deceased customer] into changing the beneficiary designation on a single premium immediate annuity to the Financial Advisor. Activity is alleged to have occurred in March 2007, nearly ten years prior. The firm and the Financial Advisor deny the allegation and any wrongdoing. Settlement was agreed to only in consideration of the estimated continuing costs of arbitration without any admission of liability or wrongdoing by any party.
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