GREGORY ANTONIUS LEWIS

GREGORY ANTONIUS LEWIS is currently employed as a Broker and/or Investment Adviser at STOCKKINGS CAPITAL LLC located at 26 Broadway, Suite 934, NEW YORK, NY, 10004.

GREGORY ANTONIUS LEWIS has worked at STOCKKINGS CAPITAL LLC since June 21, 2013

Disclosure History

GREGORY ANTONIUS LEWIS has 4 Disclosure Event(s).

Date: July 01, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $15,500.00
Judgment/Lien Type: Civil
Broker Comment: Ex-girlfriend wanted significantly more child support than was warranted. No paternity ever established.

Date: June 18, 2003
Category: Customer Dispute
Allegations: ALLEGATIONS OF MISREPRESENTATION, ACTIVITY DATE 03/20/2003
Damage Amount Requested: $20,600.00

Date: June 18, 2003
Category: Customer Dispute
Allegations: ALLEGATIONS OF UNAUTHORIZED TRADING, ACTIVITY DATE 05/29/2003
Damage Amount Requested: $82,216.00
Settlement Amount: $24,999.00

Date: October 03, 2001
Category: Customer Dispute
Allegations: ALLEGATIONS OF MISREPRESENTATION
Damage Amount Requested: $1,086,000.00
Settlement Amount: $125,000.00
Broker Comment: RESPONDENT RELEASED AS PART OF THE SETTLEMENT. THIS MATTER WAS SETTLED WITH NO CONTRIBUTION NOR DIRECTION FROM THE REGISTERED REP.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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