GREGORY JOSEPH LOYACANO

GREGORY JOSEPH LOYACANO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 19010 THATCHER HILLS COURT, CYPRESS, TX, 77429.

GREGORY JOSEPH LOYACANO has worked at LPL FINANCIAL LLC since May 01, 2009

Disclosure History

GREGORY JOSEPH LOYACANO has 1 Disclosure Event(s).

Date: August 02, 2011
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES UNSUITABLE INVESTMENT RECOMMEDATIONS FROM FEBRUARY 2008 TO DECEMBER 2009.
Damage Amount Requested: $120,000.00
Settlement Amount: $15,000.00
Broker Comment: SETTLEMENT ONLY BETWEEN MERRILL LYNCH AND CLIENT, STILL PENDING WITH REPRESENTATIVE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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