GREGORY JAMES PRICE

GREGORY JAMES PRICE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 4851 LEGACY DR, STE 100, FRISCO, TX, 75034.

GREGORY JAMES PRICE has worked at WELLS FARGO CLEARING SERVICES, LLC since March 11, 2015

Disclosure History

GREGORY JAMES PRICE has 1 Disclosure Event(s).

Date: March 13, 2013
Category: Employment Separation After Allegations
Firm Name: JPMCHASE BANK
Termination Type: Discharged
Allegations: TERMINATED BY AFFILIATE BANK - NON SECURITIES RELATED. REGISTERED REP ALLOWED A HUSBAND TO SIGN ON BEHALF OF THEIR WIFE AND NOTARIZED THE DOCUMENT.
Broker Comment: THIS WAS LISTED AS A CAUTIONARY ACTION AND IS NOT SUBJECT TO BE REPORTED ON FORM BD OR FORM U4.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for GREGORY JAMES PRICE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.