GREGORY SCOTT RISSE is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 4930 SOUTH WESTERN AVENUE, SUITE 200, SIOUX FALLS, SD, 57018.
GREGORY SCOTT RISSE has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since March 30, 2016
Disclosure History
GREGORY SCOTT RISSE has 3 Disclosure Event(s).
Date: September 18, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGED FAILURE TO FOLLOW INSTRUCTIONS WITH RESPECT TO LIQUIDATION OF INVESTMENTS - 2007.DAMAGES UNSPECIFIED. Broker Comment: CLAIM DENIED.
Date: February 15, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE BROKER`S FAILURE TOENTER A LIMIT ORDER CAUSED HER TO LOSE AN ADDITIONAL GAIN INHER ACCOUNT THE ACCOUNT OVERALL WAS PROFITABLE AND THE SECURITYIN QUESTION WAS PROFITABLE. CXIM AND PIHC STOCKS Settlement Amount: $15,000.00 Broker Comment: A.G. EDWARDS SETTLED WITH CLIENT FOR $15,000.THE ARBITRATION WAS DISMISSED WITH PREJUDICE.Not Provided
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