GREGORY JAMES RUPERT is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 818 STEWART ST, STE 1220, SEATTLE, WA, 98101-3311.
GREGORY JAMES RUPERT has worked at AMERIPRISE FINANCIAL SERVICES, INC. since October 05, 2009
Disclosure History
GREGORY JAMES RUPERT has 1 Disclosure Event(s).
Date: May 24, 1984 Category: Customer Dispute Allegations: CUSTOMER FELT I BOUGHT 150 SHARES OF LURIA &SONS AT A HIGHER PRICE THAN I REPRESENTED WAS NECESSARY TOPURCHASE SAID STOCK. ALLEGED AMOUNT WAS $327.00 Damage Amount Requested: $327.00 Damages Granted: $322.00 Broker Comment: COURT AWARDED A JUDGMENT TO PLAINTIT IN THEAMOUNT OF $3.22THE REASON THIS DRP IS BEING FILED IS BECAUSE ITWAS PREVIOUSLY FILED AT DREXEL BURNHAM. THE AMOUNT OF THESETTLEMENT WAS $3.22.
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