GREGORY M STAHL

GREGORY M STAHL is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 601 BAYSHORE BLVD STE 960, TAMPA, FL, 33606.

GREGORY M STAHL has worked at LPL FINANCIAL LLC since March 21, 2014

Disclosure History

GREGORY M STAHL has 1 Disclosure Event(s).

Date: January 05, 2011
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED HE WANTED AN ACCOUNT WITH VERY LOW RISK AND WAS NOT TOLD OF THE POTENTIAL RISKS OF INVESTING IN MUNICIPAL SECURITIES IN A MANAGED ACCOUNT.
Damage Amount Requested: $6,581.39
Broker Comment: THE REPRESENTATIVE CATEGORICALLY DENIES THE CLIENT'S ALLEGATIONS.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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