GREGORY DWIGHT TEESE

GREGORY DWIGHT TEESE is currently employed as a Broker and/or Investment Adviser at EQUITY SERVICES, INC. located at ONE NATIONAL LIFE DRIVE, MONTPELIER, VT, 05604.

GREGORY DWIGHT TEESE has worked at EQUITY SERVICES, INC. since May 02, 1991

Disclosure History

GREGORY DWIGHT TEESE has 1 Disclosure Event(s).

Date: October 24, 2016
Category: Customer Dispute
Allegations: AMONG OTHER CLAIMS, THE STATEMENT OF CLAIM ALLEGES FAILURE TO CREATE ADEQUATE SUPERVISORY PROCEDURES AND PERFORM ADEQUATE DUE DILIGENCE WITH RESPECT TO THE SALE OF PRIVATE PLACEMENTS.
Damage Amount Requested: $430,951.67 16-03017

More Information

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