GREGORY THOMAS TUERK

GREGORY THOMAS TUERK is currently employed as a Broker and/or Investment Adviser at SEAPORT GLOBAL SECURITIES LLC located at 600 ANTON BLVD, SUITE 1700, COSTA MESA, CA, 92626.

GREGORY THOMAS TUERK has worked at SEAPORT GLOBAL SECURITIES LLC since April 21, 2017

Disclosure History

GREGORY THOMAS TUERK has 1 Disclosure Event(s).

Date: April 23, 2001
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT MR. TUERK PROVIDED FALSE AND MISLEADING INFORMATION TO CLIENT TO SOLICIT THEIR PURCHASE OF A PRIVATE PLACEMENT IN THE AMOUNT OF $100,000
Damage Amount Requested: $100,000.00
Settlement Amount: $115,097.40

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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