GREGORY VIGNOT VAN BEUREN is currently employed as a Broker and/or Investment Adviser at HOULIHAN LOKEY CAPITAL, INC. located at 1800 TYSONS BLVD., SUITE 300, MCLEAN, VA, 22102.
GREGORY VIGNOT VAN BEUREN has worked at HOULIHAN LOKEY CAPITAL, INC. since January 11, 2018
Disclosure History
GREGORY VIGNOT VAN BEUREN has 1 Disclosure Event(s).
Date: August 15, 1988 Category: Criminal Charges: GRAND THEFT 1. ONE COUNT 2. FELONY 3. NOLLE PROSSEBURGLARY 1. TWO COUNTS 2. FELONY 3. NOLLE PROSSEFICTITIOUS DRIVER'S LICENSE 1. ONE COUNT 2. FELONY 3. NOLLE PROSSE Charge Type: FELONY Disposition: ALL CHARGES DISMISSED ON 06/15/1990 AFTER SUCCESSFULY COMPLETING PTI Broker Comment: ON AUGUST 15, 1988, I WAS INVOLVED IN THE ACT OF TAKING SUPPLIES THAT DID NOT BELONG TO ME. I VOLUNTARILY SURRENDERED AND RETURNED ALL OF THE MERCHANDISE. HAVING ADMITTED THE SEVERITY OF MY BAD JUDGMENT, THE JUDGE ALLOWED ME TO COMPLETE THE PTI PROGRAM.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for GREGORY VIGNOT VAN BEUREN, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.