GREGORY RUDOLPH VINCENTI is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 10350 ORMSBY PARK PL, STE 101, LOUISVILLE, KY, 40223.
GREGORY RUDOLPH VINCENTI has worked at AMERIPRISE FINANCIAL SERVICES, INC. since June 07, 2017
Disclosure History
GREGORY RUDOLPH VINCENTI has 1 Disclosure Event(s).
Date: January 04, 2000 Category: Customer Dispute Allegations: FAILURE TO MAINTAIN AN ADEQUATE SYSTEM OF INTERNAL CONTROL, RELATED TO ALLEGATIONS, AGAINST FORMER REGISTERED REPRESENTATIVE, CLAIMING SECURITIES FRAUD. Damage Amount Requested: $850,000.00 Settlement Amount: $445,000.00 Broker Comment: NYSE ARBITRATION WAS SETTLED ON 7/17/01.
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