GRIFFIN MILLARD DALRYMPLE

GRIFFIN MILLARD DALRYMPLE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3014 WEST PALMIRA AVE., STE. 201, TAMPA, FL, 33629.

GRIFFIN MILLARD DALRYMPLE has worked at LPL FINANCIAL LLC since November 17, 2006

Disclosure History

GRIFFIN MILLARD DALRYMPLE has 1 Disclosure Event(s).

Date: June 18, 2004
Category: Criminal
Charges: Possession/ Use of an altered DL
Disposition: Withheld adjudication
Broker Comment: As an undergraduate college student I placed a sticker over my ID and attempted to purchase an adult beverage under-age at a gas station. The clerk was not amused and called the police. I acknowledged my poor judgement and paid a $223 fine. Even though the judge withheld adjudication, I am required to document this minor event.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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