Griffin Lee Johnson

Griffin Lee Johnson is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 220 LEXINGTON GREEN CIRCLE, SUITE 140, LEXINGTON, KY, 40503.

Griffin Lee Johnson has worked at EDWARD JONES since November 18, 2016

Disclosure History

Griffin Lee Johnson has 1 Disclosure Event(s).

Date: July 15, 2015
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES THE FINANCIAL ADVISOR INFORMED HER THE CASH VALUE OF HER LIFE INSURANCE POLICY PURCHASED IN MARCH 2014 WAS SIMILAR TO A SAVINGS ACCOUNT.
Damage Amount Requested: $16,500.00
Broker Comment: AFTER COMPLETION OF THE FIRM'S INVESTIGATION INTO CLIENT'S ALLEGATIONS, CLAIM WAS DENIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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