GUY MICHAEL BRANNUM is currently employed as a Broker and/or Investment Adviser at J.W. COLE FINANCIAL, INC. located at 1104 4TH AVE, HONOLULU, HI, 96816.
GUY MICHAEL BRANNUM has worked at J.W. COLE FINANCIAL, INC. since January 18, 2013
GUY MICHAEL BRANNUM has 2 Disclosure Event(s).
Date: December 15, 2011 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: August 19, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGES THE AGENT GUARANTEED HE WOULD EARN 6% INTEREST PER ANNUM DURING THE SALE OF A 2003 ISSUE VARIABLE ANNUITY CONTRACT. CLIENT REQUESTED THE RETURN OF HIS ORIGINAL INVESTMENT PLUS 6% INTEREST BUT DID NOT SPECIFY ANY AMOUNT OF DAMAGES. Settlement Amount: $27,263.40 Broker Comment: I DENY ANY AND ALL ALLEGATIONS, AND MY POSITION REMAINS THAT THE CLIENT HAD FULL KNOWLEDGE HIS CONTRACT WAS AN EQUI-VEST PRODUCT WITHOUT A 6% GMIB VERSUS AN ACCUMULATOR, WHICH IS NOT AVAILABLE FOR SEP, WITH THE GMIB. IN ADDITION, THE CLIENT MADE A SUBSEQUENT CONTRIBUTION TO HIS SEP WELL AFTER I LEFT AXA/EQUITABLE. I WOULD LIKE TO STATE THAT AT NO TIME DID I OR ANYBODY TAKE DISCRETIONARY AUTHORITY OVER THE INVESTMENT CHOICES. FOR THE RECORD, I WAS A 5% PARTICIPANT IN THE CASE, WAS NOT THE SERVICE AGENT, NOR DID I DO THE ACTUAL ENROLLMENT AND, AS PREVOIUSLY STATED, WAS NOT THERE WHEN A SUBSEQUENT SEP CONTRIBUTION WAS MADE. EQUITABLE HAS DECIDED ON THEIR OWN TO SETTLE THE CLAIM.
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