H RUBEN WEISSON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2555 PONCE DE LEON BLVD, CORAL GABLES, FL, 33134.
H RUBEN WEISSON has worked at WELLS FARGO CLEARING SERVICES, LLC since February 21, 2018
Disclosure History
H RUBEN WEISSON has 3 Disclosure Event(s).
Date: September 24, 2007 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS.NO SPECIFIC DAMAGES ALLEGED.
Date: October 31, 2002 Category: Customer Dispute Allegations: CLIENTS ALLEGE THAT THEIR ASSETS WERE REALLOCATED INTO INAPPROPRIATE, RISKY INVESTMENTS AND FAILED TO DISCLOSE THE ASSOCIATED RISK CAUSING THEM TO INCUR A LOSS. Damage Amount Requested: $13,327.00 Broker Comment: MERRILL LYNCH AND MR. WEISSON DENY THE ALLEGATION BROUGHT FORTH IN THIS COMPLAINT AND RESPONDED ACCORDINGLY TO THE CLIENT.
Date: August 13, 2002 Category: Customer Dispute Allegations: CUSTOMER ALLEGES HER FINANCIAL ADVISOR IMPROPERLY ADVISED HER TO TAKE OUT A MARGIN LOAN, TRADED HER ACCOUNTS EXCESSIVELY AND FAILED TO IMPLEMENT AN INVESTMENT APPROACH SUITABLE TO HER NEEDS AND OBJECTIVES. Damage Amount Requested: $26,580.00 Broker Comment: AFTER A THOROUGH INVESTIGATION, THIS COMPLAINT IS DEEMED TO BE WITHOUT MERIT.
More Information
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