H BROCK SEIBOLD

H BROCK SEIBOLD is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3082 COOLIDGE HWY, BERKLEY, MI, 48072.

H BROCK SEIBOLD has worked at LPL FINANCIAL LLC since April 19, 2016

Disclosure History

H BROCK SEIBOLD has 1 Disclosure Event(s).

Date: May 04, 2007
Category: Customer Dispute
Allegations: CUSTOMER IS UNHAPPY THAT SHE CANNOT LIQUIDATE THE INVESTMENT UNTIL AFTER THE ONE-YEAR HOLDING PERIOD. THE CUSTOMER REQUESTED TO SELL THE INVESTMENT AND STATED THAT SHE UNDERSTANDS THAT THERE IS A PENALTY.
Damage Amount Requested: $51,433.20

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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