HAIDER SHARIFI

HAIDER SHARIFI is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 2550 GASKINS RD, HENRICO, VA, 23238.

HAIDER SHARIFI has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since November 08, 2013

Disclosure History

HAIDER SHARIFI has 1 Disclosure Event(s).

Date: November 05, 2012
Category: Customer Dispute
Allegations: CLIENT VERBALLY ALLEGED FA PROVIDED INCORRECT COST BASIS FOR A VARIABLE ANNUITY INVESTMENT IN CONNECTION WITH THE SALE OF THE INVESTMENT - JUNE 2011.
Settlement Amount: $41,519.58
Broker Comment: RR STATES CONFUSION WAS CREATED WHEN THE INSURANCE COMPANY PROVIDED INCORRECT HISTORY AND COST-BASIS DURING DUE DILIGENCE RESEARCH. THIS LED TO RECOMMENDATIONS BEING SUGGESTED AND ACCEPTED BY THE CLIENT THAT ULTIMATELY LED TO AN ADVERSE CIRCUMSTANCE FOR THE CLIENT.

More Information

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