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HARA SUSAN LIPMAN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 9350 E ARAPAHOE RD 4TH FL, [MB-RBO], GREENWOOD VILLAGE, CO, 80112.
HARA SUSAN LIPMAN has worked at WELLS FARGO CLEARING SERVICES, LLC since October 01, 2010
HARA SUSAN LIPMAN has 1 Disclosure Event(s).
Date: September 05, 2008All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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