HARMON M WRIGHT

HARMON M WRIGHT is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at TRINITY TOWN CENTER, 9040 TRYFON BLVD A-104, TRINITY, FL, 34655.

HARMON M WRIGHT has worked at RAYMOND JAMES & ASSOCIATES, INC. since February 24, 2017

Disclosure History

HARMON M WRIGHT has 2 Disclosure Event(s).

Date: September 25, 2008
Category: Customer Dispute
Allegations: CUSTOMER CLAIMS THAT REGISTERED REPRESENTATIVE WAS NEGLIGENT IN RECOMMENDING THE PURCHASE OF LEHMAN BROTHERS IN AUGUST 2008 BECAUSE THE COMPANY WENT BANKRUPT SOON AFTER THE RECOMMENDATION. ALLEGED COMPENSATORY DAMAGE AMOUNT ESTIMATED OVER $5,000.

Date: October 08, 2003
Category: Customer Dispute
Allegations: CLIENT'S SON, [SON], ALLEGED THAT MR. WRIGHT'S RECOMMENDATION TO PURCHASE A VARIABLE ANNUITY IN OCTOBER 1999 AND THE SUB-ACCOUNT INVESTMENTS WERE UNSUITABLE.
Damage Amount Requested: $28,982.71

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for HARMON M WRIGHT, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.