HAROLD EMANUEL DOLEY is currently employed as a Broker and/or Investment Adviser at QUOIN CAPITAL LLC located at 1515 MARKET STREET, SUITE 1808, PHILADELPHIA, PA, 19102.
HAROLD EMANUEL DOLEY has worked at QUOIN CAPITAL LLC since October 05, 2012
Disclosure History
HAROLD EMANUEL DOLEY has 11 Disclosure Event(s).
Date: December 24, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: December 24, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: December 11, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: September 16, 2014 Category: Financial Type: Declaration Disposition: Dismissed Broker Comment: LATIN EVENTS LLC BROUGHT A CIVIL ACTION AGAINST HAROLD E DOLEY JR. ORIGINAL CIVIL JUDGMENT WAS AGAINST HAROLD E DOLEY JR WAS FOR $51,296 ON 05/23/2013. THE JUDGMENT WAS SUBSEQUENTLY REVERSED ON 09/16/2014.
Date: September 05, 2013 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: February 10, 1987 Category: Regulatory
Date: May 19, 1986 Category: Regulatory
Date: February 02, 1982 Category: Regulatory
Date: July 22, 1981 Category: Regulatory
Date: October 30, 1979 Category: Regulatory
Date: February 09, 1979 Category: Regulatory
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for HAROLD EMANUEL DOLEY, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.