HAROLD GARY EBERT

HAROLD GARY EBERT is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 11215 WOOD TRAIL, CHAMPLIN, MN, 55316.

HAROLD GARY EBERT has worked at MML INVESTORS SERVICES, LLC since April 11, 1985

Disclosure History

HAROLD GARY EBERT has 1 Disclosure Event(s).

Date: May 13, 2009
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT THE REGISTERED REP RECOMMENDED PLACING CUSTOMER'S RETIREMENT ASSETS IN ONE MUTUAL FUND WITHOUT DIVERSIFICATION. ACCOUNTS LOST VALUE.
Damage Amount Requested: $463,793.06
Settlement Amount: $80,000.00 09-04504

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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