HAROLD BOYD HARRIS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 700 23RD AVENUE, MERIDIAN, MS, 39301.
HAROLD BOYD HARRIS has worked at LPL FINANCIAL LLC since July 05, 2011
Disclosure History
HAROLD BOYD HARRIS has 2 Disclosure Event(s).
Date: June 27, 2001 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THAT, DESPITE THE FACT THAT SHE TOLD THE BROKER THAT SHE DID NOT WANT TO TAKE ANY RISK, THE BROKER RECOMMENDED A STOCK AND A BOND FOR HER WHICH WERE NOT SAFE. THE CLIENT ALLEGED THAT THE BROKER MISREPRESENTED THE SAFETY OF THE STOCK AND THE BOND. ALLEGED DAMAGES UNSPECIFIED. 199419941994 Broker Comment: THE CLIENT'S CLAIM WAS DENIED.
Date: June 23, 1995 Category: Customer Dispute Allegations: MISREPRESENTATION (SALES) EXCESSIVE TRADINGAND SUITABILITY ALLEGED DAMAGES $137,915.50 Damage Amount Requested: $137,915.50 Damages Granted: $22,816.50 Broker Comment: ARBITRATORS DETERMINED THAT RESPONDENTS,HAROLD BHARRIS III AND REVELS SECURITIES CORP. JOINTLY AND SEVERALLYLIABLE TO THE CLAIMANTS IN THE SUM OF $22,816.50. NO LIABILITYWAS FOUND AGAINST SMITH BARNEY. CONTACT: SEAN COUGHLIN212-816-8263Not Provided
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