HAROLD WALTER HARRISON

HAROLD WALTER HARRISON is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL ADVISORS CORPORATION located at 12809 N. 67TH STREET, SUITE 3700, SCOTTSDALE, AZ, 85254.

HAROLD WALTER HARRISON has worked at LINCOLN FINANCIAL ADVISORS CORPORATION since September 12, 2016

Disclosure History

HAROLD WALTER HARRISON has 2 Disclosure Event(s).

Date: April 13, 2017
Category: Customer Dispute
Allegations: The client alleged she was not informed of the surrender charges and free look period of the variable annuity purchased in March of 2017 .
Settlement Amount: $10,783.57
Broker Comment: As an act of good faith, the representative's insurance carrier ultimately agreed to settle this matter.

Date: April 24, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: IN APRIL,2008 MY HUSBAND LOST HIS JOB WHERE HE WAS EARNING OVER $400,000/YEAR. WE OWED 2 HOMES AND HAD VERY MANY BILLS WHICH WERE ALWAYS PAID ON TIME. HE COULD NOT FIND A JOB AND WE COULD NOT FIND BUYERS FOR OUR HOMES. WE HAD TO SHORT SALE OUR PRIMARY RESIDENCE TOOK A LOSS OF OVER $700,000. EVERYONE WAS COMING AFTER US AND WE COULD NOT AFFORD TO PAY THEM. AT THAT POINT WE EVICTED OUR RENTERS WHO WERE NOT PAYING THIER RENT AND MOVED INTO THAT PROPERTY. WE HELD ON AS LONG AS WE COULD AND THEN HAD NO OTHER CHOICE BUT TO FILE A BANKRUPTCY.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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