HAROLD THOMAS HOLLINGER is currently employed as a Broker and/or Investment Adviser at M HOLDINGS SECURITIES, INC. located at 131 CONTINENTAL DRIVE, SUITE 206, NEWARK, DE, 19713.
HAROLD THOMAS HOLLINGER has worked at M HOLDINGS SECURITIES, INC. since October 17, 2000
Disclosure History
HAROLD THOMAS HOLLINGER has 1 Disclosure Event(s).
Date: October 14, 2010 Category: Customer Dispute Allegations: CUSTOMER ALLEGES SALE OF VARIABLE LIFE INSURANCE POLICY IN 2000 UNSUITABLE. Settlement Amount: $150,000.00 Broker Comment: COMPLAINT WAS SETTLED FROM A COST AND BUSINESS PERSPECTIVE. MR HOLLINGER WAS NOT FOUND TO BE AT FAULT NOR WERE ALLEGATIONS PROVEN AGAINST HIM.
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