HAROLD FRANCIS MARTEK is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 901 SW MARTIN DOWNS BLVD., SUITE #306A, PALM CITY, FL, 34990.
HAROLD FRANCIS MARTEK has worked at CENTAURUS FINANCIAL, INC. since September 30, 2009
Disclosure History
HAROLD FRANCIS MARTEK has 3 Disclosure Event(s).
Date: May 04, 2017 Category: Customer Dispute Allegations: Claimant alleges the recommendation and concentration of a single stock was unsuitable. Damage Amount Requested: $60,000.00 Settlement Amount: $27,500.00 Broker Comment: The registered representative vehemently denies any wrongdoing and intends to vigorously defend this matter to the fullest extent.
Date: July 27, 2009 Category: Customer Dispute Allegations: CLIENT STATES THAT REP INFORMED HIM THAT CONTRACT WOULD BE ISSUED WITH THE GUARANTEED DEATH BENEFIT, AND IT WAS NOT. FURTHERMORE CLIENT IS CLAIMING LOSSES OF 50%. Damage Amount Requested: $5,000.00
Date: January 19, 1968 Category: Criminal Charges: 1 COUNTMISDEMEANOR CHARGECHARGE DROPPED, CHARGE: TAKING MONEY UNDER FALSE PRETENCES. Charge Type: MISDEMEANOR Disposition: MISDEMEANOR CHARGE DROPPED. CLIENT RECEIVEDPRODUCT PAID FOR. Broker Comment: IT WAS A CUSTOMER(RETAIL STORE) THAT WANTED THE PRODUCT ORDERED. CUSTOMER BECAME IMPATIENT 01/19/1968. CHARGES DROPPED AND PRODUCT DELIVERED 01/20/1968.
More Information
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