HAROLD L MILLER

HAROLD L MILLER is currently employed as a Broker and/or Investment Adviser at N.I.S. FINANCIAL SERVICES, INC. located at 500 EAST 9TH ST., KANSAS CITY, MO, 64106.

HAROLD L MILLER has worked at N.I.S. FINANCIAL SERVICES, INC. since September 03, 2014

Disclosure History

HAROLD L MILLER has 1 Disclosure Event(s).

Date: July 13, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $2,788.00
Judgment/Lien Type: Civil
Broker Comment: IN RESEARCHING THIS JUDGMENT, REP. FOUND OUT IT'S DUE TO AN OLD MEDICAL BILL. REP STATES HE WAS UNAWARE THE HOSPITAL FILED A JUDGMENT AGAINST HIM UNTIL WE NOTIFIED HIM. HE HAS PROVIDED US PROOF OF A PAYMENT PLAN TO WORK TOWARDS SATISFYING THIS JUDGMENT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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