HAROLD JOSEPH PASCOE

HAROLD JOSEPH PASCOE is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 818 TOWN AND COUNTRY BLVD, SUITE 300, HOUSTON, TX, 77024-4576.

HAROLD JOSEPH PASCOE has worked at RBC CAPITAL MARKETS, LLC since March 02, 1998

Disclosure History

HAROLD JOSEPH PASCOE has 1 Disclosure Event(s).

Date: October 13, 2010
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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