HAROLD A SHEEHAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3750 PARK EAST DR, STE 200, BEACHWOOD, OH, 44122.
HAROLD A SHEEHAN has worked at LPL FINANCIAL LLC since October 11, 2010
Disclosure History
HAROLD A SHEEHAN has 1 Disclosure Event(s).
Date: May 18, 2010 Category: Customer Dispute Allegations: TIME FRAME: FEBRUARY 2008. CLAIMANTS ALLEGE:BREACH OF FIDUCIARY DUTY, NEGLIGENCE, NEGLIGENT SUPERVISON, FRAUD AND BREACH OF CONTRACT ALLEGED FRAUDULENT LANGUAGE IN SOC. "SHEEHAN REPRESENTED TO [CUSTOMER] (CLAIMANT) THAT FANNIE MAE PREFERRED SHARES WAS A 'VERY SAFE' INVESTMENT AND THAT THE PREFERRED WERE 'GOVERNMENT BACKKED.' Damage Amount Requested: $77,900.00 Settlement Amount: $20,000.00
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