HARRIS ELIOT KAGAN is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 6300 WILSHIRE BLVD.,SUITE 2200, SUITE 2200, LOS ANGELES, CA, 90067.
HARRIS ELIOT KAGAN has worked at NYLIFE SECURITIES LLC since December 06, 1985
Disclosure History
HARRIS ELIOT KAGAN has 1 Disclosure Event(s).
Date: April 14, 2014 Category: Customer Dispute Allegations: CUSTOMER ALLEGED IN OR AROUND JUNE 2013 THE RR INFORMED HIM THAT IT DID NOT MATTER WHICH IRA MANAGED ACCOUNT WITHDRAWALS WERE TAKEN FROM SINCE THERE WOULD BE NO FINANCIAL CONSEQUENCES. THE CUSTOMER FURTHER ALLEGED THAT HE HAS INCURRED TAX LIABILITIES AND REQUESTS REIMBURSEMENT. Damage Amount Requested: $20,000.00 Settlement Amount: $15,000.00
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