HARRY GAYKIAN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 7102 N FRESNO ST, FRESNO, CA, 93720.
HARRY GAYKIAN has worked at WELLS FARGO CLEARING SERVICES, LLC since February 22, 2013
HARRY GAYKIAN has 3 Disclosure Event(s).
Date: November 29, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGED FC MISREPRESENTED MATURITY OF BOND FUND INVESTMENTS AND BREACHED FIDUCIARY DUTY AS SUCH.JANUARY 2001-FEBRUARY 2001 Damage Amount Requested: $25,000.00 Broker Comment: CLAIM DENIED.
Date: January 10, 1989 Category: Customer Dispute Allegations: UNSUITABILITY, FAILURE TO SUPERVISE,MISREPRESENTATION. ALLEGED DAMAGES $40,000.00 Damage Amount Requested: $40,000.00 Settlement Amount: $13,750.00 Broker Comment: THIS MATTER HAS BEEN SETTLED FOR $13,750.00-AMUTUAL SETTLEMENT AGREEMENT AND RELEASE, IS BEING SIGNED BY BOTHPARTIES. SHEARSON PAID TOTAL SETTLEMENTMARKET CONDITIONS CHANGED DRAMATICALLY ON THATDATE, CASE WAS SETTLED TO AVOID COSTS OF LITIGATION.
Date: March 20, 1986 Category: Customer Dispute Allegations: BREACH OF CLAIMANT'S BROKERAGE AGREEMENT, NEGLIGENCE, BREACH OF FIDUCIARY DUTY, AND FRAUD Damage Amount Requested: $214,000.00 Damages Granted: $43,894.00 Broker Comment: THE NYSE ARBITRATORS AWARDED THE CLAIMANT THE SUM OF $43,894.00. SHEARSON DID NOT CHARGE THE FINANCIAL CONSULTANT.
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