HARRY CURTIS OVERTOOM

HARRY CURTIS OVERTOOM is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 616 WELLINGTON WAY, STE D, LEXINGTON, KY, 40503.

HARRY CURTIS OVERTOOM has worked at PFS INVESTMENTS INC. since September 15, 2016

Disclosure History

HARRY CURTIS OVERTOOM has 1 Disclosure Event(s).

Date: July 15, 2011
Category: Criminal
Charges: INTIMIDATING A PARTICIPANT IN LEGAL PROCESS
Disposition: Dismissed
Broker Comment: EX-WIFE THREW A PLATE AT ME. I TRIED TO KEEP HER FROM HURTING ME ANYMORE. SHE HAD A PHONERAISED OVER HER HEAD TO TRY TO STRIKE ME. I GRABBED HER WRIST AND WITH MY OTHER HAND TRIED TO TAKE THE PHONE OUT OF HER HAND.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for HARRY CURTIS OVERTOOM, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.