HARRY TRUMAN ROSENBLUM is currently employed as a Broker and/or Investment Adviser at CREWS & ASSOCIATES, INC. located at 8201 Cantrell Road, Suite 370, Little Rock, AR, 72227.
HARRY TRUMAN ROSENBLUM has worked at CREWS & ASSOCIATES, INC. since July 16, 2015
Disclosure History
HARRY TRUMAN ROSENBLUM has 1 Disclosure Event(s).
Date: June 01, 1999 Category: Customer Dispute Allegations: UNSUITABILITY, CHURNING ETC. - COMPLAINTALLEGED THAT DURING MY EMPLOYMENT WITH BRITTENUM & ASSOC., IPARTICIPATED IN A PLAN AND SCHEME TO DEFRAUD THE PLAINTIFF BYSELLING POOR QUALITY MUNICIPAL BONDS. Damage Amount Requested: $5,000,000.00 Settlement Amount: $25,000.00 Broker Comment: ALTHOUGH THE ALLEGATIONS AGAINST ME WEREUNFOUNDED, I PAID $25,000.00 TO [CUSTOMER] IN SETTLEMENT OF ALLCLAIMS.SEE ABOVE.
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