HARVEY ELLIOT DEMSKY is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 131 SOUTH RODEO DRIVE, SUITE 300, BEVERLY HILLS, CA, 90212.
HARVEY ELLIOT DEMSKY has worked at UBS FINANCIAL SERVICES INC. since April 07, 2015
Disclosure History
HARVEY ELLIOT DEMSKY has 1 Disclosure Event(s).
Date: December 29, 1997 Category: Customer Dispute Allegations: CLIENT ALLEGES EXCESSIVE TRADING ANDSUITABILITY OF VARIOUS STOCKS, INCLUDING AGOURON AND VARIAN.TIME PERIOD: 2/97. DAMAGES: $50,000.00. Damage Amount Requested: $50,000.00 Broker Comment: PAINEWEBBER DENIED THE CLAIM. AGOURON ANDVARIAN WERE SUITABLE INVESTMENTS BASED ON ACCOUNT INVESTMENTOBJECTIVES, FINANCIAL PROFILE AND EXPERIENCE. ACCOUNT ISPROPERLY INVESTED ACCORDING TO INVESTMENT OBJECTIVES, ANDACCOUNT ACTIVITY COINCIDES WITH THE OBJECTIVES.THERE IS ABSOLUTELY NO MERIT TO CLIENT'SCOMPLAINT. ALL TRANSACTIONS WERE DISCUSSED WITH THE CLIENT ANDAGREED TO IN ADVANCE. CLIENT'S ACCOUNT HAS INCREASED IN VALUEFROM INCEPTION. WE BELIEVE CLIENT IS UNHAPPY DUE TO TAXES HEWILL OWE ON REALIZED GAINS.
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