HARVEY ELLIOT DEMSKY

HARVEY ELLIOT DEMSKY is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 131 SOUTH RODEO DRIVE, SUITE 300, BEVERLY HILLS, CA, 90212.

HARVEY ELLIOT DEMSKY has worked at UBS FINANCIAL SERVICES INC. since April 07, 2015

Disclosure History

HARVEY ELLIOT DEMSKY has 1 Disclosure Event(s).

Date: December 29, 1997
Category: Customer Dispute
Allegations: CLIENT ALLEGES EXCESSIVE TRADING ANDSUITABILITY OF VARIOUS STOCKS, INCLUDING AGOURON AND VARIAN.TIME PERIOD: 2/97. DAMAGES: $50,000.00.
Damage Amount Requested: $50,000.00
Broker Comment: PAINEWEBBER DENIED THE CLAIM. AGOURON ANDVARIAN WERE SUITABLE INVESTMENTS BASED ON ACCOUNT INVESTMENTOBJECTIVES, FINANCIAL PROFILE AND EXPERIENCE. ACCOUNT ISPROPERLY INVESTED ACCORDING TO INVESTMENT OBJECTIVES, ANDACCOUNT ACTIVITY COINCIDES WITH THE OBJECTIVES.THERE IS ABSOLUTELY NO MERIT TO CLIENT'SCOMPLAINT. ALL TRANSACTIONS WERE DISCUSSED WITH THE CLIENT ANDAGREED TO IN ADVANCE. CLIENT'S ACCOUNT HAS INCREASED IN VALUEFROM INCEPTION. WE BELIEVE CLIENT IS UNHAPPY DUE TO TAXES HEWILL OWE ON REALIZED GAINS.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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