HARVEY LEE FORD

HARVEY LEE FORD is currently employed as a Broker and/or Investment Adviser at NEXT FINANCIAL GROUP, INC. located at 507 W 18TH ST, AUSTIN, TX, 78701.

HARVEY LEE FORD has worked at NEXT FINANCIAL GROUP, INC. since July 30, 2015

Disclosure History

HARVEY LEE FORD has 1 Disclosure Event(s).

Date: August 10, 1994
Category: Employment Separation After Allegations
Firm Name: PRUDENTIAL SECURITIES INC.
Termination Type: Permitted to Resign
Allegations: N/AENTERED ORDERED AT END OF PRODUCTION MONTHTHEN CANCELLED TRADE PRIOR TO SETTLEMENT AT STATE OF NEWPRODUCTION MONTH.
Broker Comment: TERMN/A

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for HARVEY LEE FORD, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.