HARVEY ALLEN REINER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 189 WEST MAIN STREET, WEBSTER, NY, 14580.
HARVEY ALLEN REINER has worked at LPL FINANCIAL LLC since June 05, 2008
Disclosure History
HARVEY ALLEN REINER has 1 Disclosure Event(s).
Date: June 29, 2012 Category: Customer Dispute Allegations: CUSTOMER CLAIMS FINANCIAL ADVISOR MADE MISREPRESENTATIONS CONCERNING HIS RETIREMENT ACCOUNT BEGINNING IN APRIL 2001. FINANCIAL ADVISOR LEFT FIRM IN NOVEMBER 2002. Damage Amount Requested: $103,000.00 Settlement Amount: $25,000.00 Broker Comment: THIS FILING REFLECTS THE 6/29/12 RECEIPT OF AN AMENDED STATEMENT OF CLAIM.ADVISOR COMMENTS: " [CUSTOMER'S] ALLEGATIONS GO BACK TO 2001 AND CONCERNED AN ACCOUNT THAT WAS PROFITABLE. MR. REINER LEFT MORGAN STANLEY IN 2002.MORGAN STANLY ELECTED TO SETTLE THIS MATTER WITHOUT ADMITTING LIABILITY TO AVOID THE EXPENSE, UNCERTAINTY AND INCONVENIENCE OF ARBITRATION. MR. REINER WAS NOT PERSONALLY RESPONSIBLE AND DID NOT CONTRIBUTE TOWARDS PAYING THE SETTLEMENT."
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