HARVIE DAVID LINDEMAN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 9311 SAN PEDRO AVE, STE 1200, SAN ANTONIO, TX, 78216.
HARVIE DAVID LINDEMAN has worked at WELLS FARGO CLEARING SERVICES, LLC since September 12, 2005
Disclosure History
HARVIE DAVID LINDEMAN has 1 Disclosure Event(s).
Date: May 31, 1988 Category: Customer Dispute Allegations: FRAUD, UNSUITABILITY, AND NEGLIGENCE COMPENSATORY DAMAGES: $92,000.00 PUNITIVE DAMAGES: $160,000.00 Damage Amount Requested: $92,000.00 Settlement Amount: $225,000.00 Broker Comment: SHEARSON SETTLED FOR $225,000.00 SHEARSON LEHMAN BROTHERS INC. PAID TOTAL SETTLEMENTSEE ATTACHED LETTER FROM MR. LINDEMAN
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